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一.导言
M.A.K.Halliday(韩礼德)在伦敦学派中承继和开展了J.R.Firth的理论,建立了一个完好的体系言语学理论方式,即“体系功用语法(言语学)”,属于功用主义言语学派。与方式主义言语学派(即当代方式主义—变换生成语法学,起源于古典方式主义—结构主义言语学)从心思学视点研讨言语截然对立,体系功用语法(言语学)从社会视点研讨言语,重视言语的社会功用及如何完结这些社会功用。韩礼德从言语进化的观念动身,把言语的各种功用概括为三个“元功用”(meta-function),它们分别是:概念元功用(ideational meta-function),人际元功用(interpersonal meta-function),语篇元功用(textual meta-function)。其间语篇元功用是指言语成分安排成内部含义联接又与特定情形相适应的语篇的功用。语篇元功用触及到三个子体系:主位结构,信息结构和联接体系。这三个体系是促成语篇联接的根底,一起也为剖析了解语篇供给了重要的途径。本文拟从这一语篇元功用视点讨论其对雅思阅览了解的影响,及其对答题思路的几点启示。
二.语篇功用体系
1.主位结构
主位(Theme)和述位(Rheme)是实义切分法的两个概念。最早由布拉格学派的开创人马泰休斯(Mathesius)提出。主位(也称为心思主语)一般坐落句首,是语句信息传输的起点,是小句其余部分的表述根底。述位是小句中环绕主位的叙述和阐明。当主位和语法主语在语句中重合时,该主位为无符号主位,否则为有符号主位。例如:
(1)People(无符号主位)‖prefer to live in the outer suburbs in Melbourne(述位).
(2)In Melbourne(有符号主位)‖people prefer to live in the outer suburbs(述位).
主位能够依据本身的杂乱程度分为单项主位(Simple Theme),复项主位(Multiple Theme )和句项主位(Clause as Theme)。单项主位是不能够再分红更小的功用单位,能够由名词、词组或短语来表现。复项主位由多种语义成份构成,它总是含有一个经历成分(包括参与者、环境成分或进程),还可能含有语篇成分(包括接连成分,如now、well等;结构成分,如and、however等;联接成分,如therefore、finally)和人际成分(包括神态成分,如certainly、surely等;限制成分,如can’t、won’t; 称号成分,如John、Mum)。句项主位是指整个小句充任主位,由复合句中的主句或从句构成。例如:
(1)Well(接连)but(结构)then(联接)[语篇主位]︱Ann(称号)surely(神态)wouldn’t(限制)[人际主位]︱the best idea[经历主位]‖be to join the group[述位]?(Halliday 1994:55)
(2)The fact that children’s ideas about science form. part of a larger framework of ideas(句项主位)‖means that it is easier to change them(述位).(剑桥4/Test1/Q4)
韩礼德曾把主位比喻为墙上的木钉,信息就如一串东西挂在这个木钉上。也就是说主位是信息安排的纲,述位则是传达新信息的目。因而研讨主位结构的含义就在于掌握篇章的起承转合,了解有关中心内容的信息在语篇中的散布状况。
2.信息结构
信息结构是把言语安排成信息单位(information unit)的结构。每一个信息单位是由已知信息(given information)和新信息(new information)安排而成。语篇中的已知信息供给外交所需的布景,而新信息则在已知信息的根底上发明出信息差,信息差决议了语篇信息的外交动力。假如数个小句主位包括的全部都是新信息,那就构建不成语篇。假如全部都是旧信息,语篇便得不到开展。一般来说,主位表达已知信息,是信息的起始点。而述位则表达新信息,是信息的中心,这也是英语语句“信息焦点尾重准则”的反映。但并不总是如此,有时为了达到特别的表达作用,也会用主位来表达新信息。在书面语篇中,因为无法用语调来标明重要信息,所以一般要依托语序来区别主、次信息。例如:
(1)Milgram’s experiment(T1)solves an important question in sociobiology(R1).
(2)An important question in sociobiology(T2) is solved by Milgram’s experiment(R2).
这两个语句中,主位和述位的不同决议了已知信息和新信息的不同,然后使得榜首句的信息中心是an important question in sociobiology,而第二句的信息中心是Milgram’s experiment。
3.联接体系
胡壮麟(1994)指出,语篇主述位的重复联接是完结语篇联接和联接的重要手法之一。联接表现在语篇的表层结构,而联接表现为语篇深层结构上的语义联络。韩礼德认为语篇有五种联接方式:指称(Reference)、代替(Substitution)、省掉(Ellipsis)、联接(Conjunction)、词汇联接(Lexical Cohesion)。指称是指一个项目的含义要靠另一个项目来解说的现象。代替和省掉是指本着外交中的简洁准则,语篇中的重复信息被其它项目代替或被省掉掉的现象。联接成分表现语篇中各种逻辑关系,往往是一些过渡性的词语,标明转折、时刻、因果等逻辑联络。词汇联接是指经过重复、同义、反义、上下义、全体部分义、以及同一语义场的词汇调配等词汇手法来表现语篇的语义关系。
三.语篇功用与雅思阅览答题思路
1.主位推动及信息结构与阶段宗旨题和摘要题的答题战略
单个语句都有自己相对独立的主位结构。可是语篇中的主述位并不是孤立呈现的,前后语句的主位和主位、述位和述位、主位和述位之间一直存在某种有机的联络和改变,这种联络和改变就叫推动(progression)。跟着各句主位的向前推动,整个语篇逐渐打开,直至构成一个能表达某一完好含义的全体(朱永生,2001)。关于语篇的主位推动方式,国内外言语学家提出了许多不同的分类。其间首要有五种方式:
(1)主位同一型(亦称平衡型):主位(部分)相同,述位不同
T1+R1→T2(=T1)+R2→T3(=T1)+R3
(2)述位同一型(亦称集中型):主位不同,述位(部分)相同
T1+R1→T2+R2(=R1)→T3+R3(=R1)
(3)连续型:前句的述位或述位的一部分是后一句的主位
T1+R1→T2(=R1)+R2→T3(=R2)+R3
(4)穿插型:前句的主位是后一句的述位
T1+R1→T2+R2(=T1)→T3+R3(=T2)
(5)派生型:后几个小句的主位或述位是从前一句的主位或述位派生出来的
T1+R1→T2(=T1﹡/R1﹡)+R2(=T1﹡/R1﹡)
大多数语篇的主位推动都比较杂乱,往往是几种方式的结合运用(朱永生,2001)。研讨主位推动的含义在于:经过切分和剖析主述位结构及其信息链,理清作者的思路和主题的打开方式,较为精确地掌握语篇的宗旨。
雅思阅览触及语篇宗旨的首要题型是List of Headings(选配阶段标题),考察对文章中各段中心思想的掌握。答题可使用最有可能是主题句的初次尾中句分别与标题选项逐个对应,选配最佳答案。而在阶段没有主题句的状况下,则能够经过剖析语篇的主位推动方式,了解其信息结构和散布动态,掌握作者的思路流程或序列,并结合该题型的出题特色,要点重视主、述位信息链条上的逻辑关系切换、信息联接上的重复(或着重)等环节,然后精确地解读作者在语篇中要表达的首要意思。而关于Summary(摘要题),题干语篇的主位推动方式也会为答案的语意预判供给必定的头绪。已有学者对中外学术期刊文章摘要的主位推动方式做过剖析计算,成果是派生型居多。而笔者对雅思摘要题题干的剖析计算标明,其主位推动方式以连续型、集中型和平衡型为主。
例1.剑桥5/Test3/Reading Passage2/Q15 Paragraph D (List of Headings)
Choose the correct heading for paragraphs B and D-F from the list of headings.
Paragraph D(共4个语句:S1-S4)
(S1)Once north of Cairo,[复项主位T1]‖most of the Nile water is diverted into more than 10,000 kilometers of irrigation canals and only a small proportion reaches the sea directly through the rivers in the delta[述位R1].(S2)The water in the irrigation canals[单项主位T2(=R1)]‖is still or very slow-moving and thus cannot carry sediment, Stanley explains[述位R2].(S3)The sediment[单项主位T3(=R2)]‖sinks to the bottom of the canals and then is added to fields by farmers or pumped with the water into the four large freshwater lagoons that are located near the outer edges of the delta[述位R3].(S4)So very little of it[复项主位T4(=T3)]‖actually reaches the coastline to replace what is being washed away by the Mediterranean currents[述位R4].
主位推动方式剖析:
T1+R1→T2(=R1)+R2∥[连续型]→T3(=R2)+R3∥[连续型]→T4(=T3)+R4∥[平衡型]
榜首句的述位(water is diverted into irrigation canals)是第二句的主位(water in the irrigation canals),第二句的述位(cannot carry sediment)是第三句的主位(The sediment),第四句的主位(very little of it)和第三句的主位相同。这种连续型和平衡型主位推动方式构建了该语篇的语意结构,标明晰语篇中的信息流程和所要传递的信息焦点,即关于irrigation canals和sediment的相互关系。因而能够断定标题选项“Effects of irrigation on sedimentation”为正确答案。
例2.剑桥4/Test4/Reading Passage3/Q31 Section E (List of Headings)
Choose the correct heading for sections A and C-E from the list of headings.
Section E(共5个语句:S1-S5)
(S1)Just as the time when it became obvious that health-care resources could not possibly meet the demands being made upon them,[句项主位T1]‖people were demanding that their fundamental right to health-care be satisfied by the state[述位R1].(S2)The second set of more specific changes that have led to the present concern about the distribution of health-care resources[句项主位T2(=T1﹡)]‖stems from the dramatic rise in health costs in most OECD countries, accompanied by large-scale demographic and social changes which have meant, to take one example, that elderly people are now major (and relatively very expensive) consumers of health-care resources[述位R2].(S3)Thus in OECD countries as a whole,[复项主位T3]‖health costs increased from 3.8% of GDP in 1960 to 7% of GDP in 1980, and it has been predicted that the proportion of health costs to GDP will continue to increase.(In theUSthe current figure is about 12% of GDP, and inAustraliaabout 7.8% of GDP.)[述位R3(=R2)]
(S4)As a consequence, during the 1980s[复项主位T4]‖a kind of doomsday scenario (analogous to similar doomsday extrapolations about energy needs and fossil fuels or about population increases) was projected by health administrators, economists and politicians[述位R4(=R2﹡)].(S5)In this scenario,[单项主位T5(=R4)]‖ever-rising health costs were matched against static or declining resources[述位R5(=R3﹡)].
(1)主位推动方式剖析:
T1+R1→T2(=T1﹡)+R2∥[派生型]→T3+R3(=R2)∥[集中型]→T4+R4(=R2﹡)∥[派生型]
→T5(=R4)+R5(=R3﹡)∥[连续型](各句主位相加可知语篇大致内容是关于OECD countries和health-care resources)
(2)信息联接上的重复(或着重):S2→S3的主位推动是集中型,述位(R2/R3)的一部分相同,首要是描绘了health costs change, demographic and social changes,特别重复着重了health costs change。
(3)逻辑关系:S3→S4信息链接存在明显的因果逻辑关系(as a consequence),而S4→S5的主位推动是连续型,标明含义上的连续。因而断定S4/S5是成果,S2/S3是其成因,语篇的中心内容是S2/S3所要点描绘的health costs change及其所构成的成果。所以标题选项“The impact of recent change”为正确答案。
本题的答题办法正是经过对语篇语句进行主述位实义切分,以及主位推动方式的剖析,掌握语篇的信息链条,并经过信息流程中的重复(着重)和逻辑关系的剖析,断定了作者要表达的中心意思。
例3.剑桥6/Test4/Reading Passage2/Q14-18 (Summary)
Complete the summary using the list of words, A-J, below.
The Nicaraguan National Literacy Crusade aimed to teach large numbers of illiterate (14)men and womento read and write. Public health experts have known for many years that there is a connection between child health and (15) .
从信息结构上看,Q15地点的语句与前一个语句没有任何信息上的联接,两个语句包括的全部都是新信息,其各自主位和述位失掉联络,互相孤立,没有主位推动,因而也就构建不成语篇。依据这一剖析,咱们能够断定Q15所填信息应该是前一句中的旧信息(即和读写才能有关的内容),以构成新旧信息的交错联接,发明语篇的构成机制。结合以上剖析和文章的大标题(Do literate women make better mothers?),能够断定答案是F. maternal literacy。
2.联接体系和定位的结构性头绪
学术类雅思阅览文章的特征之一是结构谨慎,逻辑性强,论说层次明晰,其语篇的联接多由指称、代替、省掉、联接、词汇联接等显性联接机制来完结。雅思阅览出题规划的一个重要特色是:题干假如包括语篇(如摘要题)或图表,则其语篇的联接和图表结构一般都会在原文中有对应的表现方式。这就使得题干语句的联接、词汇联接和图表逻辑结构成为定位进程中不行忽视的头绪,它能够协助咱们迅速断定答案在原文中的大致方位。(关于联接体系对雅思阅览答题的指导含义,还可参阅本文作者《话语剖析在雅思阅览中的功用》一文)
例1.剑桥6/Test3/Reading Passage3/Q38-40 (Flow-chart)
原文:
Cells use the glucose from food to generate ATP (adenosine triphosphate), the molecule that powers many activities in the body. By limiting food intake, caloric restriction minimizes the amount of glucose entering cells and decreases ATP generation. When 2DG is administered to animals that eat normally, glucose reaches cells in abundance but the drug prevents most of it from being processed and thus reduces ATP synthesis. Researchers have proposed severalexplanationsfor why interruption of glucose processing and ATP production might retard aging.Onepossibility relates to the ATP-making machinery’semission of free radicals, which are thought to contribute to aging and to such age-related diseases as cancer by damaging cells. Reduced operation of the machinery should limit their production and thereby constrain the damage.Anotherhypothesis suggests that decreased processing of glucose could indicate to cells that food is scarce (even if it isn’t) and induce them to shift into an anti-aging mode thatemphasizes preservationof the organism over such ‘luxuries’ as growth and reproduction.
Complete the flow-chart below.
How a caloric-restriction mimetic works
CR mimetic→less 38 is processed→production of ATP is decreased→Theory 1: cells less damaged by disease because fewer 39 are emitted Theory 2: cells focus on 40 because food is in short supply
在这一流程图的题目中,Q39和Q40处在一个并排的结构中,即Theory 1 / Theory 2。这一并排结构预示答案在原文中很可能坐落相应的并排结构上。因而定位时能够首要依据这一头绪,迅速扫描文章的联接方式。在原文中解说流程图的标题(即how所引导的信息),应该是explanations这个词后边的内容,在这个信息区域中存在一个明显的并排的联接方式,即“One …… Another ……”,这一并排结构应是Q39/Q40答案大致地点的方位,再依据Q39空格后的are emitted和Q40空格前的focus on,断定答案分别为free radicals和preservation。
四.结语
语篇剖析的办法层出不穷,从主位结构、信息结构和联接体系来进行阅览了解和语篇剖析,能协助咱们方便而精确的掌握作者的思路流程,清晰语篇的信息方向、信息结构和信息中心。要进步雅思阅览了解的答题才能,咱们应在平时的精读练习中重视语篇层面上的剖析,加深对英文的表达方式和文章逻辑联接性的了解,一起还要针对不同题型的出题特色,长于使用原文和题干的信息流程和信息结构来有用进步解读和定位的功率。
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